Associate Director Operational AML/KYC m/f

Company

For one of our clients, we are looking for a:

Associate Director Operational AML/KYC

Function

As Associate Director Operational AML/KYC, you will provide AML/KYC expertise support and guidance to the SHS Register and Ongoing Due Diligence teams in order to ensure the Customer Due Diligence (KYC) measures (initial and ongoing) implemented on the investors of the Funds are performed in compliance with the Luxembourg AML/CTF regulations

As Associate Director Operational AML/KYC, you will:

• Be escalation point for SHS Register teams for KYC issues and assist with solving complex cases
• Ensure KYC procedures are adequate to ensure compliance with applicable regulatory & audit requirements
• Perform review of any Risk Based Approach submitted by clients in deviation of the company’s standards
• Provide on-going KYC training to SHS Register operational teams and support clients for AML awareness education and training of their client facing staff to improve their investors experience and smooth/speed up the account opening process
• Attendance to Service review meetings with clients for AML/KYC discussion and due diligence visit and auditors

Your profile

Must-have

• 06-10 years experience in AML/KYC for Transfer Agency or financial services industry in an operations environment
• Interpersonal and networking skills with a proven track record of dealing with clients, industry associations, senior management, colleagues and staff
• Possess the ability to assess, impact, influence and take initiative
• Possess proficient analytical skills, attention to detail, and ability to quickly learn new concepts
• Demonstrate the ability to manage competing priorities, escalate as required, and adhere to established policies and procedures

Nice-to-have

• Specific knowledge: SARA, BP module
• German in addition will be considered as a strong asset


<< BACK TO RESULTS