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Risk Analyst | Banking Sector

Other details

Function

  • Responsible for the execution of Risk & Control Self Assessment (RCSA), Enterprise Compliance Risk Assessment (ECRA) and Business Line Quality Assurance (BLQA) testing activities within the WMIS CRO, first line organization.
  • Review and assess adequacy of controls, perform design effectiveness and operating effectiveness testing and report control gaps
  • Conduct test preparation, test execution and identification of RCSA/ECRA BLQA control and process weaknesses through testing activities.
  • Assess the impact of control weakness and propose changes to business line procedures or controls to improve any compliance gaps.
  • Maintain testing documentation and updates in ARCHER
  • Responsible for execution of Outsourcing program by leading / participating in periodic monitoring calls with the service provider, report results to governance forums and support in completing risk assessment / due diligence of new service providers.

Profile

  • Basic Qualifications:

- University degree in Finance, Economics or related fields

- 2-3 years of applicable experience ideally in a control function and / or with exposure in banking operations or with Big 4

  • Preferred Skills/Experience:

- Experience in risk control or audit of a financial institution with experience in operational oversight activities on fund administration processes

- Excellent written and face-to-face communication skills

- Knowledge of applicable laws, regulations, and regulatory trends

- Manage conflicting demands and priorities through business line engagement, effective planning and sound judgement

- Personal and Interpersonal skills

- Advanced understanding of risks/controls

- Thorough knowledge of Risk/Compliance/Audit competencies

- Strong analytical, process facilitation and project management skills

- Effective presentation, interpersonal, written and verbal communication skills

- Proficient computer navigation skills using a variety of software packages, including - Microsoft Office applications and word processing, spreadsheets, databases, and presentations

Our client

Our client is a leader in the Fund Administration space with the service centres including Luxembourg, Dublin, New York and Milwaukee and presently service multiple fund structures and investment strategies across several domiciles.

Our client is offering an exciting, fast-paced and diverse working environment with employees of many different nationalities and provide benefits to help you protect your health and financial security; and give you peace of mind. They also invest in your career growth with development resources.

Publication date

06.05.2024

Contact person

Deleau

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